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Details
  • Location: New York NY
  • Type: Perm
  • Job #23437

Company Overview:
A leading global investment firm with nearly $300 billion in assets under management is seeking a Product Control professional to join their team. This role focuses on managing risk across the platform, with a significant emphasis on regulatory reporting compliance.

Job Responsibilities:

  • Oversee the platform’s core regulatory reporting to global regulators, including Form PF, Form CPO-PQR, Form PFS, Annex IV, CIMA FAR, Form SLT, and Form B
  • Partner with Legal and Compliance teams and external service providers on new fund launch regulatory assessments and fees analysis
  • Assist with key components of other regulatory filings such as Form ADV, RAUM, and AIFMD annual remuneration disclosures
  • Implement ORM regulatory reporting strategic initiatives leveraging technology and service providers
  • Analyze new regulatory guidance and act as operations project-lead for new regulatory filing implementations
  • Collaborate with accounting, legal, compliance, middle office, treasury, investment operations, and financial reporting teams
  • Lead data governance and legal entity management initiatives
  • Oversee the service provider due diligence program
  • Lead SOC1 & SOX compliance oversight, including SOC1 preparation and control testing oversight

Qualifications:

  • 5+ years of relevant work experience in public accounting/assurance, private fund accounting, or regulatory reporting
  • Undergraduate degree in Accounting or Finance required
  • CPA license (or equivalent) preferred
  • Experience with private equity, hedge fund, and/or fund of hedge fund investing
  • Familiarity with regulatory filings preferred
  • Proficiency in Microsoft Excel

Compensation:
Salary: $120,000 – $170,000, Plus Bonus
 

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