• Location: New York, New York
• Type: Perm
• Job #22877

Company Overview:
A global hedge fund with a focus on long/short equity and private investments is seeking a Compliance Officer to join their team. The firm operates across various sectors including technology, healthcare, and real estate.

Job Responsibilities:

• Administer the Firm’s Code of Ethics, including the quarterly/annual transaction and holdings reporting obligations.
• Surveillance of employee personal trading and review of Code of Ethics requests.
• Maintain, organize and manage third-party code of ethics compliance portal.
• Review expert network requests, chaperone calls and maintain adequate logs of all expert network usage.
• Assist in the monitoring of the Firm’s long/short portfolio, review trade alerts, and monitor position limits.
• Prepare and review various regulatory filings such as Form ADV, Form PF, 13F, 13H, TIC SLT.
• Assist with 206(4)-7 annual testing requirements and prepare final report for the Management Committee.
• Liaise with investment professionals, senior members of the Firm, outside counsel, and compliance consultants.
• Analyze new regulatory requirements and design approaches to handle any new requirements.

Qualifications:

• Proficient in Microsoft Excel and comfortable with working with data sets.