• Location: New York NY
• Type: Contract
• Job #25957

Company Overview:
A globally recognized multi-strategy investment firm with extensive trading operations across various asset classes is seeking a Control Room & Trade Surveillance Consultant to support its advanced surveillance program. The role involves embedding within the compliance team to enhance the firm's global surveillance operations.

Job Responsibilities:

• Review, triage, and investigate second-line surveillance alerts across global trading venues.
• Support first-line supervisory control review processes with trading desks and quant research teams.
• Conduct investigations into potential market conduct issues and produce regulatory review summaries.
• Support AML surveillance operations, including transaction monitoring and SAR analysis.
• Assist with surveillance model calibration and alert threshold review.
• Contribute to the firm's governance and risk assessment framework.
• Support regulatory engagement preparation and maintain accurate case management records.
• Assist with periodic surveillance program reviews and regulatory examination responses.

Qualifications:

• Expertise in surveillance platforms, manipulation typologies, AML risk, or regulatory engagement.
• Experience in a technically demanding and operationally rigorous environment.
• Ability to produce work suitable for senior leadership and external regulators.

Compensation:
Pay Rate: $50 – $100/hr