• Location: New York NY
• Type: Contract
• Job #26175

Company Overview:
A global financial services firm with a team of 3,500 specialists across 40 countries offers a unique perspective through its extensive network and deep market knowledge. They are seeking a Compliance Associate to join their team and impact key compliance initiatives.

Job Responsibilities:

• Trade surveillance and transaction monitoring
• Pre-approval (PAD) reviews and ongoing surveillance
• Communications monitoring (email and electronic communications)
• Sanctions screening
• Supporting client questionnaires and compliance requests

Qualifications:

• Approximately 5+ years of compliance experience within financial services
• Exposure to trading and sales environments
• Hands-on experience with trade/transaction monitoring
• Strong understanding of regulatory expectations and controls

Compensation:
Pay Rate: $55 – $58/hr